|
Craig E. Fraser
|
Director, President and CEO |
|
08 Oct 2024 |
5,431 |
8,638
(0%)
|
0%
|
0.9 |
4,942
|
Common Stock |
|
Craig E. Fraser
|
Director, President and CEO |
|
22 Jul 2024 |
19 |
19
|
-
|
|
-
|
Series C Preferred Stock |
|
Craig E. Fraser
|
Director, President and CEO |
|
22 Jul 2024 |
4,011 |
4,011
|
-
|
|
-
|
Warrants (Right to Buy) |
|
Steven G. Simonson
|
SVP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jul 2024 |
13 |
13
|
-
|
|
-
|
Series C Preferred Stock |
|
Steven G. Simonson
|
SVP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jul 2024 |
2,674 |
2,674
|
-
|
|
-
|
Warrants (Right to Buy) |
|
Craig E. Fraser
|
Director, President and CEO |
|
23 Aug 2023 |
45,867 |
52,877
(0%)
|
0%
|
|
0
|
Common Stock |
|
Craig E. Fraser
|
Director, President and CEO |
|
23 Aug 2023 |
68,800 |
68,800
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
|
Daniel E. Geffken
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Aug 2023 |
2,033 |
2,175
(0%)
|
0%
|
|
0
|
Common Stock |
|
Daniel E. Geffken
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Aug 2023 |
3,050 |
3,050
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Mark Strobeck
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Aug 2023 |
3,450 |
3,450
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Mark Strobeck
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Aug 2023 |
2,300 |
2,300
(0%)
|
0%
|
|
0
|
Common Stock |
|
Steven G. Simonson
|
SVP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Aug 2023 |
23,800 |
23,800
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
|
Steven G. Simonson
|
SVP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Aug 2023 |
15,867 |
17,440
(0%)
|
0%
|
|
0
|
Common Stock |
|
Eric Curtis
|
SVP & COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Aug 2023 |
22,000 |
22,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
|
Eric Curtis
|
SVP & COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Aug 2023 |
14,667 |
15,920
(0%)
|
0%
|
|
0
|
Common Stock |
|
Leslie J. Williams
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Aug 2023 |
2,033 |
2,133
(0%)
|
0%
|
|
0
|
Common Stock |
|
Leslie J. Williams
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Aug 2023 |
3,050 |
3,050
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Craig E. Fraser
|
Director, President and CEO |
|
26 Apr 2023 |
1,497 |
7,010
(0%)
|
0%
|
1.8 |
2,650
|
Common Stock |
|
Craig E. Fraser
|
Director, President and CEO |
|
25 Apr 2023 |
1,315 |
5,513
(0%)
|
0%
|
1.9 |
2,485
|
Common Stock |
|
Craig E. Fraser
|
Director, President and CEO |
|
28 Feb 2023 |
334 |
4,198
(0%)
|
0%
|
|
0
|
Common Stock |
|
Steven G. Simonson
|
SVP, Chief Medical Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
28 Feb 2023 |
100 |
1,573
(0%)
|
0%
|
|
0
|
Common Stock |
|
Eric Curtis
|
SVP & COO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
28 Feb 2023 |
99 |
1,253
(0%)
|
0%
|
|
0
|
Common Stock |
|
Diane Carman
|
SVP & General Counsel |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
28 Feb 2023 |
99 |
1,227
(0%)
|
0%
|
|
0
|
Common Stock |
|
James Z. Huang
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Feb 2023 |
275,938 |
0
|
-
|
|
-
|
Warrants (right to purchase) |
|
James Z. Huang
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Feb 2023 |
275,862 |
0
|
-
|
|
-
|
Warrants (right to purchase) |
|
James Z. Huang
|
Director |
|
22 Feb 2023 |
1,112,308 |
3,449,161
(10%)
|
3%
|
0.1 |
156,947
|
Common Stock |
|
James Z. Huang
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Feb 2023 |
2,224,616 |
2,224,616
|
-
|
|
-
|
Warrants (right to purchase) |
|
James Z. Huang
|
Director |
|
22 Feb 2023 |
1,112,308 |
0
|
-
|
|
-
|
Warrants (right to purchase) |
|
James Z. Huang
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Feb 2023 |
1,112,308 |
1,112,308
|
-
|
|
-
|
Warrants (right to purchase) |
|
James Z. Huang
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Feb 2023 |
62,500 |
0
|
-
|
|
-
|
Warrants (right to purchase) |
|
James Z. Huang
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Feb 2023 |
498,008 |
0
|
-
|
|
-
|
Warrants (right to purchase) |
|
Craig Fraser
|
Director, President and CEO |
|
27 Jul 2022 |
2,500 |
226,558
(0%)
|
0%
|
0.4 |
950
|
Common Stock |
|
John P. Hamill
|
SVP & CFO |
Purchase of securities on an exchange or from another person at price $ 0.37 per share. |
26 Jul 2022 |
3,000 |
72,800
(0%)
|
0%
|
0.4 |
1,100
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
26 Jul 2022 |
2,500 |
224,058
(0%)
|
0%
|
0.4 |
935
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
30 Jun 2022 |
4,500 |
221,558
(0%)
|
0%
|
0.4 |
1,926
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
29 Jun 2022 |
7,000 |
217,058
(0%)
|
0%
|
0.4 |
2,908
|
Common Stock |
|
James Z. Huang
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2022 |
7,500 |
7,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
James Z. Huang
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2022 |
5,000 |
296,281
(0%)
|
0%
|
|
0
|
Common Stock |
|
Daniel E. Geffken
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2022 |
7,500 |
7,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Daniel E. Geffken
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2022 |
5,000 |
7,069
(0%)
|
0%
|
|
0
|
Common Stock |
|
Leslie J. Williams
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2022 |
7,500 |
7,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Leslie J. Williams
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2022 |
5,000 |
5,000
(0%)
|
0%
|
|
0
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
16 Mar 2022 |
2,000 |
210,058
(0%)
|
0%
|
1.0 |
1,960
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
15 Mar 2022 |
3,000 |
208,058
(0%)
|
0%
|
1.0 |
2,940
|
Common Stock |
|
Steven G. Simonson
|
SVP, Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 1.00 per share. |
15 Mar 2022 |
5,000 |
83,602
(0%)
|
0%
|
1.0 |
4,999
|
Common Stock |
|
John P. Hamill
|
SVP & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Mar 2022 |
99,600 |
99,600
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
|
John P. Hamill
|
SVP & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Mar 2022 |
66,300 |
69,800
(0%)
|
0%
|
|
0
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
04 Mar 2022 |
166,900 |
205,058
(0%)
|
0%
|
|
0
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
04 Mar 2022 |
250,400 |
250,400
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
|
Steven G. Simonson
|
SVP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Mar 2022 |
99,600 |
99,600
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
|
Steven G. Simonson
|
SVP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Mar 2022 |
66,300 |
78,602
(0%)
|
0%
|
|
0
|
Common Stock |
|
Eric Curtis
|
SVP & COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Mar 2022 |
66,300 |
67,591
(0%)
|
0%
|
|
0
|
Common Stock |
|
Eric Curtis
|
SVP & COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Mar 2022 |
99,600 |
99,600
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
|
Diane Carman
|
SVP & General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Mar 2022 |
99,600 |
99,600
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
|
Diane Carman
|
SVP & General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Mar 2022 |
66,300 |
66,300
(0%)
|
0%
|
|
0
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
19 Nov 2021 |
930 |
38,158
(0%)
|
0%
|
1.6 |
1,488
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
18 Nov 2021 |
930 |
37,228
(0%)
|
0%
|
1.6 |
1,497
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
22 Oct 2021 |
3,000 |
36,298
(0%)
|
0%
|
1.9 |
5,700
|
Common Stock |
|
James Z. Huang
|
Director |
Purchase of securities on an exchange or from another person at price $ 1.90 per share. |
19 Oct 2021 |
50,000 |
291,281
(0%)
|
0%
|
1.9 |
95,135
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
19 Oct 2021 |
3,000 |
33,298
(0%)
|
0%
|
1.9 |
5,730
|
Common Stock |
|
Diane Carman
|
SVP & General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jul 2021 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
James Z. Huang
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Daniel E. Geffken
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
John P. Hamill
|
SVP & CFO |
Purchase of securities on an exchange or from another person at price $ 2.07 per share. |
16 Apr 2021 |
1,000 |
3,500
(0%)
|
0%
|
2.1 |
2,067
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
16 Apr 2021 |
1,000 |
30,298
(0%)
|
0%
|
2.1 |
2,092
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
15 Apr 2021 |
1,000 |
29,298
(0%)
|
0%
|
2.2 |
2,240
|
Common Stock |
|
Eric Curtis
|
SVP & COO |
Purchase of securities on an exchange or from another person at price $ 2.52 per share. |
07 Apr 2021 |
791 |
1,291
(0%)
|
0%
|
2.5 |
1,991
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
06 Apr 2021 |
500 |
28,298
(0%)
|
0%
|
2.6 |
1,285
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
05 Apr 2021 |
1,000 |
27,798
(0%)
|
0%
|
2.6 |
2,580
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
01 Apr 2021 |
500 |
26,798
(0%)
|
0%
|
2.5 |
1,229
|
Common Stock |
|
James Z. Huang
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.36 per share. |
31 Mar 2021 |
150,000 |
171,000
(0%)
|
0%
|
2.4 |
354,000
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
31 Mar 2021 |
500 |
26,298
(0%)
|
0%
|
2.3 |
1,160
|
Common Stock |
|
John P. Hamill
|
SVP & CFO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Mar 2021 |
1,500 |
1,500
|
-
|
|
-
|
Common Stock Warrants |
|
John P. Hamill
|
SVP & CFO |
Purchase of securities on an exchange or from another person at price $ 3.25 per share. |
25 Mar 2021 |
1,500 |
2,500
(0%)
|
0%
|
3.3 |
4,875
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
25 Mar 2021 |
1,500 |
25,798
(0%)
|
0%
|
3.3 |
4,875
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
25 Mar 2021 |
1,500 |
1,500
|
-
|
|
-
|
Common Stock Warrants |
|
Steven G. Simonson
|
SVP, Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 3.25 per share. |
25 Mar 2021 |
1,500 |
12,302
(0%)
|
0%
|
3.3 |
4,875
|
Common Stock |
|
Steven G. Simonson
|
SVP, Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Mar 2021 |
1,500 |
1,500
|
-
|
|
-
|
Common Stock Warrants |
|
Bruce A. Peacock
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Feb 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
John R. Leone
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Feb 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Joseph M. Mahady
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Feb 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
James Z. Huang
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Feb 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Daniel E. Geffken
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Feb 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Evan Loh
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Feb 2021 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Brian D. Schreiber
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Feb 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Leslie J. Williams
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Feb 2021 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
John P. Hamill
|
SVP & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2021 |
60,000 |
60,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
|
Craig Fraser
|
Director, President and CEO |
|
22 Jan 2021 |
143,250 |
143,250
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
|
Craig Fraser
|
Director, President and CEO |
|
22 Jan 2021 |
143,250 |
143,250
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
|
Steven G. Simonson
|
SVP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2021 |
52,600 |
52,600
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
|
Steven G. Simonson
|
SVP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2021 |
60,000 |
60,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
|
Eric Curtis
|
SVP & COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2021 |
60,000 |
60,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
|
Craig Fraser
|
Director, President and CEO |
|
28 Oct 2020 |
250 |
24,298
(0%)
|
0%
|
6.6 |
1,640
|
Common Stock |
|
James Z. Huang
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 6.67 per share. |
23 Oct 2020 |
1,000 |
21,000
(0%)
|
0%
|
6.7 |
6,666
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
09 Oct 2020 |
250 |
24,048
(0%)
|
0%
|
5.8 |
1,456
|
Common Stock |
|
John P. Hamill
|
SVP & CFO |
Purchase of securities on an exchange or from another person at price $ 5.27 per share. |
07 Oct 2020 |
1,000 |
1,000
(0%)
|
0%
|
5.3 |
5,270
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
07 Oct 2020 |
250 |
23,798
(0%)
|
0%
|
5.2 |
1,293
|
Common Stock |
|
John P. Hamill
|
SVP & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jul 2020 |
211,000 |
211,000
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
James Z. Huang
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 7.32 per share. |
03 Jun 2020 |
12,000 |
20,000
(0%)
|
0%
|
7.3 |
87,868
|
Common Stock |
|
Bruce A. Peacock
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 May 2020 |
3,500 |
3,500
|
-
|
|
-
|
Common Stock Warrants |
|
Bruce A. Peacock
|
Director |
Purchase of securities on an exchange or from another person at price $ 7.25 per share. |
22 May 2020 |
3,500 |
8,886
(0%)
|
0%
|
7.3 |
25,375
|
Common Stock |
|
John R. Leone
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 May 2020 |
2,069 |
2,069
|
-
|
|
-
|
Common Stock Warrants |
|
John R. Leone
|
Director |
Purchase of securities on an exchange or from another person at price $ 7.25 per share. |
22 May 2020 |
2,069 |
7,473
(0%)
|
0%
|
7.2 |
15,000
|
Common Stock |
|
Joseph M. Mahady
|
Director |
Purchase of securities on an exchange or from another person at price $ 7.25 per share. |
22 May 2020 |
2,069 |
7,455
(0%)
|
0%
|
7.2 |
15,000
|
Common Stock |
|
Joseph M. Mahady
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 May 2020 |
2,069 |
2,069
|
-
|
|
-
|
Common Stock Warrants |
|
James Z. Huang
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 7.25 per share. |
22 May 2020 |
275,862 |
2,336,853
(7%)
|
0%
|
7.3 |
2,000,000
|
Common Stock |
|
James Z. Huang
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 May 2020 |
275,862 |
275,862
|
-
|
|
-
|
Common Stock Warrants |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 May 2020 |
1,103 |
1,103
|
-
|
|
-
|
Common Stock Warrants |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Purchase of securities on an exchange or from another person at price $ 7.25 per share. |
22 May 2020 |
1,103 |
1,134
(0%)
|
0%
|
7.3 |
7,997
|
Common Stock |
|
John Tattory
|
SVP & CFO |
Purchase of securities on an exchange or from another person at price $ 7.25 per share. |
22 May 2020 |
449 |
9,280
(0%)
|
0%
|
7.2 |
3,255
|
Common Stock |
|
John Tattory
|
SVP & CFO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 May 2020 |
449 |
449
|
-
|
|
-
|
Common Stock Warrants |
|
Craig Fraser
|
Director, President and CEO |
|
22 May 2020 |
2,069 |
23,548
(0%)
|
0%
|
7.2 |
15,000
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
22 May 2020 |
2,069 |
2,069
|
-
|
|
-
|
Common Stock Warrants |
|
Daniel E. Geffken
|
Director |
Purchase of securities on an exchange or from another person at price $ 7.25 per share. |
22 May 2020 |
2,069 |
2,069
(0%)
|
0%
|
7.2 |
15,000
|
Common Stock |
|
Daniel E. Geffken
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 May 2020 |
2,069 |
2,069
|
-
|
|
-
|
Common Stock Warrants |
|
Steven G. Simonson
|
SVP, Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 May 2020 |
517 |
517
|
-
|
|
-
|
Common Stock Warrants |
|
Steven G. Simonson
|
SVP, Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 7.25 per share. |
22 May 2020 |
517 |
10,802
(0%)
|
0%
|
7.2 |
3,748
|
Common Stock |
|
Brian D. Schreiber
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 May 2020 |
2,069 |
2,069
|
-
|
|
-
|
Common Stock Warrants |
|
Brian D. Schreiber
|
Director |
Purchase of securities on an exchange or from another person at price $ 7.25 per share. |
22 May 2020 |
2,069 |
2,069
(0%)
|
0%
|
7.2 |
15,000
|
Common Stock |
|
John Tattory
|
SVP & CFO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
15 Mar 2019 |
9,708 |
26,495
(0%)
|
0%
|
|
0
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
15 Mar 2019 |
18,023 |
63,337
(0%)
|
0%
|
|
0
|
Common Stock |
|
Steven G. Simonson
|
SVP, Chief Medical Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
15 Mar 2019 |
8,979 |
30,856
(0%)
|
0%
|
|
0
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
07 Feb 2019 |
18,175 |
81,360
(0%)
|
0%
|
|
0
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
07 Feb 2019 |
98,810 |
99,535
(0%)
|
0%
|
|
0
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
07 Feb 2019 |
83,257 |
725
(0%)
|
0%
|
|
0
|
Common Stock |
|
Bruce A. Peacock
|
None |
|
21 Nov 2018 |
850 |
1,160
(0%)
|
0%
|
|
0
|
Common Stock |
|
Bruce A. Peacock
|
None |
|
21 Nov 2018 |
17 |
0
|
-
|
|
-
|
Series A Convertible Preferred Stock |
|
John R. Leone
|
None |
|
21 Nov 2018 |
650 |
1,212
(0%)
|
0%
|
|
0
|
Common Stock |
|
John R. Leone
|
None |
|
21 Nov 2018 |
13 |
0
|
-
|
|
-
|
Series A Convertible Preferred Stock |
|
Joseph M. Mahady
|
None |
|
21 Nov 2018 |
850 |
1,160
(0%)
|
0%
|
|
0
|
Common Stock |
|
Joseph M. Mahady
|
None |
|
21 Nov 2018 |
17 |
0
|
-
|
|
-
|
Series A Convertible Preferred Stock |
|
Craig Fraser
|
Director, President and CEO |
|
21 Nov 2018 |
350 |
99,535
(2%)
|
0%
|
|
0
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
21 Nov 2018 |
7 |
0
|
-
|
|
-
|
Series A Convertible Preferred Stock |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
|
21 Nov 2018 |
150 |
47,237
(1%)
|
0%
|
|
0
|
Common Stock |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
|
21 Nov 2018 |
3 |
0
|
-
|
|
-
|
Series A Convertible Preferred Stock |
|
John Tattory
|
SVP & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Nov 2017 |
883,144 |
884,215
(1%)
|
1%
|
|
0
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
01 Nov 2017 |
1,976,190 |
1,983,690
(3%)
|
3%
|
|
0
|
Common Stock |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Nov 2017 |
940,564 |
941,756
(1%)
|
1%
|
|
0
|
Common Stock |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2017 |
50,000 |
50,000
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
John Tattory
|
SVP & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2017 |
43,761 |
43,761
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
John Tattory
|
SVP & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2017 |
11,239 |
11,239
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Craig Fraser
|
Director, President and CEO |
|
01 Mar 2017 |
100,000 |
100,000
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2017 |
36,666 |
36,666
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2017 |
18,334 |
18,334
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Bruce A. Peacock
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
17 |
17
|
-
|
|
-
|
Series A Convertible Preferred Stock |
|
Bruce A. Peacock
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
17,000 |
17,000
|
-
|
|
-
|
Series A-1 Warrants (Right to Buy) |
|
John R. Leone
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
13,000 |
13,000
|
-
|
|
-
|
Series A-1 Warrants (Right to Buy) |
|
John R. Leone
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
13 |
13
|
-
|
|
-
|
Series A Convertible Preferred Stock |
|
Joseph M. Mahady
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
17 |
17
|
-
|
|
-
|
Series A Convertible Preferred Stock |
|
Joseph M. Mahady
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
17,000 |
17,000
|
-
|
|
-
|
Series A-1 Warrants (Right to Buy) |
|
Craig Fraser
|
Director, President and CEO |
|
13 Feb 2017 |
7,000 |
7,000
|
-
|
|
-
|
Series A-1 Warrants (Right to Buy) |
|
Craig Fraser
|
Director, President and CEO |
|
13 Feb 2017 |
7 |
7
|
-
|
|
-
|
Series A Convertible Preferred Stock |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
3,000 |
3,000
|
-
|
|
-
|
Series A-1 Warrants (Right to Buy) |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
3 |
3
|
-
|
|
-
|
Series A Convertible Preferred Stock |
|
Craig Fraser
|
Director, President and CEO |
|
28 Oct 2016 |
7,500 |
7,500
|
-
|
|
-
|
Common Stock |
|
Bruce A. Peacock
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Aug 2016 |
15,000 |
15,000
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Bruce A. Peacock
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Aug 2016 |
4,348 |
6,211
|
-
|
|
-
|
Common Stock |
|
Marvin E. Rosenthale
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Aug 2016 |
15,000 |
15,000
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Marvin E. Rosenthale
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Aug 2016 |
4,348 |
6,211
|
-
|
|
-
|
Common Stock |
|
Joseph M. Mahady
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Aug 2016 |
4,348 |
6,211
|
-
|
|
-
|
Common Stock |
|
Joseph M. Mahady
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Aug 2016 |
15,000 |
15,000
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
John R. Leone
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Aug 2016 |
4,348 |
11,250
|
-
|
|
-
|
Common Stock |
|
John R. Leone
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Aug 2016 |
15,000 |
15,000
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jul 2016 |
1,166 |
9,270
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jul 2016 |
1,347 |
8,104
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jul 2016 |
10,000 |
10,000
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
John Tattory
|
SVP & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jul 2016 |
16,666 |
16,666
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
John Tattory
|
SVP & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jul 2016 |
1,088 |
6,555
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
SVP & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jul 2016 |
8,334 |
8,334
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
John Tattory
|
SVP & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jul 2016 |
1,077 |
5,467
|
-
|
|
-
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
28 Jul 2016 |
1,078 |
1,078
|
-
|
|
-
|
Common Stock |
|
Craig Fraser
|
Director, President and CEO |
|
28 Jul 2016 |
40,000 |
40,000
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jul 2016 |
1,347 |
5,718
|
-
|
|
-
|
Common Stock |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jul 2016 |
1,166 |
6,884
|
-
|
|
-
|
Common Stock |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jul 2016 |
8,333 |
8,333
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jul 2016 |
16,667 |
16,667
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2016 |
10,714 |
10,714
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2016 |
2,630 |
6,758
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2016 |
804 |
4,128
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
Senior VP and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2016 |
7,720 |
7,720
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
John Tattory
|
Senior VP and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2016 |
607 |
3,563
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
Senior VP and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2016 |
827 |
4,390
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
Senior VP and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2016 |
15,494 |
15,494
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Craig Fraser
|
Director, President and CEO |
|
01 Feb 2016 |
204,863 |
204,863
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2016 |
2,630 |
4,372
|
-
|
|
-
|
Common Stock |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2016 |
11,917 |
11,917
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2016 |
804 |
1,742
|
-
|
|
-
|
Common Stock |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2016 |
23,797 |
23,797
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Bruce A. Peacock
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Aug 2015 |
15,000 |
15,000
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Bruce A. Peacock
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Aug 2015 |
16,667 |
26,079
|
-
|
|
-
|
Common Stock |
|
Marvin E. Rosenthale
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Aug 2015 |
16,667 |
26,079
|
-
|
|
-
|
Common Stock |
|
Marvin E. Rosenthale
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Aug 2015 |
15,000 |
15,000
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Joseph M. Mahady
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Aug 2015 |
15,000 |
15,000
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Joseph M. Mahady
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Aug 2015 |
16,667 |
26,079
|
-
|
|
-
|
Common Stock |
|
John R. Leone
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Aug 2015 |
16,667 |
96,623
|
-
|
|
-
|
Common Stock |
|
John R. Leone
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Aug 2015 |
15,000 |
15,000
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
John G. Cooper
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jul 2015 |
41,667 |
41,667
|
-
|
|
-
|
Series A Warrants (Right to Buy) |
|
John G. Cooper
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jul 2015 |
41,667 |
64,313
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jul 2015 |
2,836 |
42,547
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jul 2015 |
4,964 |
47,511
|
-
|
|
-
|
Common Stock |
|
John R. Leone
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jul 2015 |
50,000 |
79,956
|
-
|
|
-
|
Common Stock |
|
John R. Leone
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jul 2015 |
50,000 |
50,000
|
-
|
|
-
|
Series A Warrants (Right to Buy) |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jul 2015 |
2,836 |
41,566
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jul 2015 |
16,667 |
26,667
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jul 2015 |
4,964 |
46,530
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jul 2015 |
16,667 |
16,667
|
-
|
|
-
|
Series A Warrants (Right to Buy) |
|
John Tattory
|
SVP & Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jul 2015 |
2,458 |
37,087
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
SVP & Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jul 2015 |
8,333 |
8,333
|
-
|
|
-
|
Series A Warrants (Right to Buy) |
|
John Tattory
|
SVP & Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jul 2015 |
8,333 |
15,000
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
SVP & Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jul 2015 |
4,301 |
41,388
|
-
|
|
-
|
Common Stock |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jul 2015 |
4,964 |
13,132
|
-
|
|
-
|
Common Stock |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jul 2015 |
16,667 |
16,687
|
-
|
|
-
|
Common Stock |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jul 2015 |
2,836 |
8,168
|
-
|
|
-
|
Common Stock |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jul 2015 |
16,667 |
16,667
|
-
|
|
-
|
Series A Warrants (Right to Buy) |
|
John G. Cooper
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2015 |
97,437 |
97,437
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
John G. Cooper
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2015 |
252,563 |
252,563
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2015 |
11,694 |
11,694
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2015 |
63,306 |
63,306
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
John Tattory
|
SVP & Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2015 |
80,683 |
80,683
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
John Tattory
|
SVP & Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2015 |
69,317 |
69,317
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
John Tattory
|
SVP & Chief Financial Officer |
|
27 Mar 2015 |
7 |
53,881
|
-
|
|
-
|
COMMON STOCK |
|
Michael L. Magee
|
VP, Quality Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2015 |
72,621 |
72,621
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Michael L. Magee
|
VP, Quality Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2015 |
27,379 |
27,379
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
John G. Cooper
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,458 |
39,711
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,543 |
39,711
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
3,772 |
39,711
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,035 |
39,711
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
3,772 |
39,419
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,458 |
39,419
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,544 |
39,419
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,034 |
39,419
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
SVP, Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,543 |
39,540
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
SVP, Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,458 |
39,540
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
SVP, Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
3,772 |
39,540
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
SVP, Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,035 |
39,540
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,458 |
38,730
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
1,962 |
38,730
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,544 |
38,730
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
SVP, Gen Counsel & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
3,906 |
38,730
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
SVP & Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,267 |
34,629
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
SVP & Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
3,363 |
34,629
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
SVP & Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,191 |
34,629
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
SVP & Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
1,814 |
34,629
|
-
|
|
-
|
Common Stock |
|
Thomas Hoy
|
VP, Manufacturing Ops. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
3,772 |
36,212
|
-
|
|
-
|
Common Stock |
|
Thomas Hoy
|
VP, Manufacturing Ops. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,543 |
36,212
|
-
|
|
-
|
Common Stock |
|
Thomas Hoy
|
VP, Manufacturing Ops. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,458 |
36,212
|
-
|
|
-
|
Common Stock |
|
Thomas Hoy
|
VP, Manufacturing Ops. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,035 |
36,212
|
-
|
|
-
|
Common Stock |
|
Michael L. Magee
|
VP, Quality Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,543 |
31,388
|
-
|
|
-
|
Common Stock |
|
Michael L. Magee
|
VP, Quality Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,458 |
31,388
|
-
|
|
-
|
Common Stock |
|
Michael L. Magee
|
VP, Quality Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
2,035 |
31,388
|
-
|
|
-
|
Common Stock |
|
Michael L. Magee
|
VP, Quality Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
3,772 |
31,388
|
-
|
|
-
|
Common Stock |
|
Steven G. Simonson
|
SVP, Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2014 |
3,185 |
5,332
|
-
|
|
-
|
Common Stock |
|
Bruce A. Peacock
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2014 |
15,000 |
15,000
|
-
|
|
-
|
Non-Qualified Stock Option (right to buy) |
|
Bruce A. Peacock
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2014 |
4,678 |
9,412
|
-
|
|
-
|
Common Stock |
|
Marvin E. Rosenthale
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2014 |
4,678 |
9,412
|
-
|
|
-
|
Common Stock |
|
Marvin E. Rosenthale
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2014 |
15,000 |
15,000
|
-
|
|
-
|
Non-Qualified Stock Option (right to buy) |
|
Joseph M. Mahady
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2014 |
15,000 |
15,000
|
-
|
|
-
|
Non-Qualified Stock Option (right to buy) |
|
Joseph M. Mahady
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2014 |
4,678 |
9,412
|
-
|
|
-
|
Common Stock |
|
John R. Leone
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2014 |
17,544 |
29,956
|
-
|
|
-
|
Common Stock |
|
John R. Leone
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2014 |
4,678 |
12,412
|
-
|
|
-
|
Common Stock |
|
John R. Leone
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2014 |
15,000 |
15,000
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
John G. Cooper
|
President, CEO, & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
33,333 |
33,333
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
John G. Cooper
|
President, CEO, & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
66,667 |
66,667
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
21,459 |
21,459
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
13,541 |
13,541
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Thomas F. Miller
|
Senior VP & COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
20,000 |
20,000
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Thomas F. Miller
|
Senior VP & COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
40,000 |
40,000
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Mary B. Templeton
|
SVP, Gen Counsel, & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
8,334 |
8,334
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Mary B. Templeton
|
SVP, Gen Counsel, & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
16,666 |
16,666
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
John Tattory
|
VP, Finance & CAO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
44,728 |
44,728
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
John Tattory
|
VP, Finance & CAO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
45,272 |
45,272
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Thomas Hoy
|
VP, Manufacturing Ops. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
29,728 |
29,728
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Thomas Hoy
|
VP, Manufacturing Ops. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
15,272 |
15,272
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Russell Clayton
|
Senior VP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
30,000 |
30,000
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Russell Clayton
|
Senior VP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
15,000 |
15,000
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Michael L. Magee
|
VP, Quality Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
6,054 |
6,054
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Michael L. Magee
|
VP, Quality Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2014 |
28,946 |
28,946
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
John G. Cooper
|
President, CEO, & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
1,962 |
28,903
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
President, CEO, & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
2,878 |
28,903
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
President, CEO, & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
2,529 |
28,903
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
President, CEO, & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
1,911 |
28,903
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
1,962 |
28,611
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
2,529 |
28,611
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
1,911 |
28,611
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
2,878 |
28,611
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
Senior VP & COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
2,529 |
28,732
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
Senior VP & COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
1,962 |
28,732
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
Senior VP & COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
1,910 |
28,732
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
Senior VP & COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
2,879 |
28,732
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
SVP, Gen Counsel, & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
1,801 |
27,860
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
SVP, Gen Counsel, & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
2,384 |
27,860
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
SVP, Gen Counsel, & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
2,714 |
27,860
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
SVP, Gen Counsel, & Corp Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
1,850 |
27,860
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
VP, Finance & CAO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
2,254 |
24,994
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
VP, Finance & CAO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
2,566 |
24,994
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
VP, Finance & CAO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
1,749 |
24,994
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
VP, Finance & CAO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
1,703 |
24,994
|
-
|
|
-
|
Common Stock |
|
Thomas Hoy
|
VP, Manufacturing Ops. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
1,910 |
25,404
|
-
|
|
-
|
Common Stock |
|
Thomas Hoy
|
VP, Manufacturing Ops. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
1,962 |
25,404
|
-
|
|
-
|
Common Stock |
|
Thomas Hoy
|
VP, Manufacturing Ops. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
2,879 |
25,404
|
-
|
|
-
|
Common Stock |
|
Thomas Hoy
|
VP, Manufacturing Ops. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
2,529 |
25,404
|
-
|
|
-
|
Common Stock |
|
Russell Clayton
|
Senior VP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
1,962 |
18,854
|
-
|
|
-
|
Common Stock |
|
Russell Clayton
|
Senior VP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
2,879 |
18,854
|
-
|
|
-
|
Common Stock |
|
Russell Clayton
|
Senior VP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
1,910 |
18,854
|
-
|
|
-
|
Common Stock |
|
Russell Clayton
|
Senior VP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
2,528 |
18,854
|
-
|
|
-
|
Common Stock |
|
Michael L. Magee
|
VP, Quality Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2013 |
1,962 |
20,580
|
-
|
|
-
|
Common Stock |
|
Bruce A. Peacock
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jun 2013 |
4,734 |
4,734
|
-
|
|
-
|
Common Stock |
|
Bruce A. Peacock
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jun 2013 |
15,000 |
15,000
|
-
|
|
-
|
Non-Qualified Stock Option (right to buy) |
|
Marvin E. Rosenthale
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jun 2013 |
4,734 |
4,734
|
-
|
|
-
|
Common Stock |
|
Marvin E. Rosenthale
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jun 2013 |
15,000 |
15,000
|
-
|
|
-
|
Non-Qualified Stock Option (right to buy) |
|
Joseph M. Mahady
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jun 2013 |
15,000 |
15,000
|
-
|
|
-
|
Non-Qualified Stock Option (right to buy) |
|
Joseph M. Mahady
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jun 2013 |
4,734 |
4,734
|
-
|
|
-
|
Common Stock |
|
John R. Leone
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jun 2013 |
4,734 |
7,734
|
-
|
|
-
|
Common Stock |
|
John R. Leone
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jun 2013 |
15,000 |
15,000
|
-
|
|
-
|
Non-Qualified Stock Option (right to buy) |
|
John G. Cooper
|
President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2013 |
42,372 |
42,372
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
John G. Cooper
|
President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2013 |
307,628 |
307,628
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2013 |
52,987 |
52,987
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2013 |
42,013 |
42,013
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Thomas F. Miller
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2013 |
153,532 |
153,532
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Thomas F. Miller
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2013 |
46,468 |
46,468
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Mary B. Templeton
|
Senior VP, General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2013 |
47,987 |
47,987
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Mary B. Templeton
|
Senior VP, General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2013 |
32,013 |
32,013
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
John Tattory
|
VP, Finance (Prin Acc Officer) |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2013 |
18,991 |
18,991
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
John Tattory
|
VP, Finance (Prin Acc Officer) |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2013 |
61,009 |
61,009
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Thomas Hoy
|
VP, Manufacturing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2013 |
61,009 |
61,009
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Thomas Hoy
|
VP, Manufacturing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2013 |
18,991 |
18,991
|
-
|
|
-
|
Non-Qualified Stock Option (Right to buy) |
|
Russell Clayton
|
Senior VP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2013 |
95,876 |
95,876
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Russell Clayton
|
Senior VP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2013 |
54,124 |
54,124
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Michael L. Magee
|
VP, Quality Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2013 |
80,000 |
80,000
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
John R. Leone
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Feb 2013 |
3,000 |
3,000
|
-
|
|
-
|
Common Stock |
|
Joseph M. Mahady
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2013 |
30,000 |
30,000
|
-
|
|
-
|
Non-Qualified Stock Option (right to buy) |
|
John G. Cooper
|
President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,496 |
19,622
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,831 |
19,622
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
2,014 |
19,622
|
-
|
|
-
|
Common Stock |
|
W. Thomas Amick
|
Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
2,015 |
15,957
|
-
|
|
-
|
Common Stock |
|
W. Thomas Amick
|
Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,496 |
15,957
|
-
|
|
-
|
Common Stock |
|
W. Thomas Amick
|
Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,832 |
15,957
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
2,014 |
19,331
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,831 |
19,331
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,497 |
19,331
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
Sr. VP - Chief Oper. Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,831 |
19,451
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
Sr. VP - Chief Oper. Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,496 |
19,451
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
Sr. VP - Chief Oper. Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
2,014 |
19,451
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
Senior VP, General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,956 |
19,111
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
Senior VP, General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,778 |
19,111
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
Senior VP, General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,452 |
19,111
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
VP Finance, Controller |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,373 |
16,722
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
VP Finance, Controller |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,681 |
16,722
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
VP Finance, Controller |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,849 |
16,722
|
-
|
|
-
|
Common Stock |
|
Thomas Hoy
|
VP, Manufacturing Ops. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
2,014 |
16,124
|
-
|
|
-
|
Common Stock |
|
Thomas Hoy
|
VP, Manufacturing Ops. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,497 |
16,124
|
-
|
|
-
|
Common Stock |
|
Thomas Hoy
|
VP, Manufacturing Ops. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,832 |
16,124
|
-
|
|
-
|
Common Stock |
|
Russell Clayton
|
Senior VP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,832 |
9,575
|
-
|
|
-
|
Common Stock |
|
Russell Clayton
|
Senior VP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
2,015 |
9,575
|
-
|
|
-
|
Common Stock |
|
Russell Clayton
|
Senior VP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,496 |
9,575
|
-
|
|
-
|
Common Stock |
|
Michael L. Magee
|
VP, Quality Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
523 |
11,300
|
-
|
|
-
|
Common Stock |
|
Michael L. Magee
|
VP, Quality Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,832 |
11,300
|
-
|
|
-
|
Common Stock |
|
Michael L. Magee
|
VP, Quality Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
56 |
11,300
|
-
|
|
-
|
Common Stock |
|
Michael L. Magee
|
VP, Quality Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
1,497 |
11,300
|
-
|
|
-
|
Common Stock |
|
Michael L. Magee
|
VP, Quality Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
2,014 |
11,300
|
-
|
|
-
|
Common Stock |
|
Michael L. Magee
|
VP, Quality Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
14 |
11,300
|
-
|
|
-
|
Common Stock |
|
John R. Leone
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Nov 2012 |
30,000 |
30,000
|
-
|
|
-
|
Non-Qualified Stock Option (right to buy) |
|
Max E. Link
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2012 |
60,000 |
60,000
|
-
|
|
-
|
Non-Qualified Stock Option (right to buy) |
|
Bruce A. Peacock
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2012 |
60,000 |
60,000
|
-
|
|
-
|
Non-Qualified Stock Option (Right to buy) |
|
Marvin E. Rosenthale
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2012 |
60,000 |
60,000
|
-
|
|
-
|
Non-Qualified Stock Option (right to buy) |
|
Antonio Esteve
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2012 |
60,000 |
60,000
|
-
|
|
-
|
Non-Qualified Stock Option (right to buy) |
|
Michael L. Magee
|
VP, Quality Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2012 |
25,000 |
25,000
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
John G. Cooper
|
President & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
93,100 |
93,100
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
John G. Cooper
|
President & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
36,900 |
36,900
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
John G. Cooper
|
President & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
1,586 |
14,281
|
-
|
|
-
|
Common Stock |
|
W. Thomas Amick
|
Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
1,586 |
10,614
|
-
|
|
-
|
Common Stock |
|
W. Thomas Amick
|
Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
193,100 |
193,100
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
W. Thomas Amick
|
Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
36,900 |
36,900
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
1,586 |
13,989
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
30,395 |
30,395
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
24,605 |
24,605
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Thomas F. Miller
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
33,333 |
33,333
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Thomas F. Miller
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
1,586 |
14,110
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
66,667 |
66,667
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Mary B. Templeton
|
Senior VP, General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
1,539 |
13,925
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
Senior VP, General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
47,115 |
47,115
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Mary B. Templeton
|
Senior VP, General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
7,885 |
7,885
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
John Tattory
|
VP, Finance (Prin Acc Officer) |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
1,455 |
11,819
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
VP, Finance (Prin Acc Officer) |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
40,000 |
40,000
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Thomas Hoy
|
VP, Manufacturing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
40,000 |
40,000
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Thomas Hoy
|
VP, Manufacturing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
1,585 |
10,781
|
-
|
|
-
|
Common Stock |
|
Russell Clayton
|
Senior VP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
35,807 |
35,807
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Russell Clayton
|
Senior VP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
1,586 |
4,232
|
-
|
|
-
|
Common Stock |
|
Russell Clayton
|
Senior VP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2012 |
44,193 |
44,193
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
John G. Cooper
|
President & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2011 |
2,456 |
12,695
|
-
|
|
-
|
Common Stock |
|
W. Thomas Amick
|
Director, Chairman - CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2011 |
2,455 |
9,028
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2011 |
2,455 |
12,403
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
Sr. VP - Chief Oper. Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2011 |
2,455 |
12,524
|
-
|
|
-
|
Common Stock |
|
Mary B. Templeton
|
Senior VP, General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2011 |
2,455 |
12,386
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
VP Finance, Controller |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2011 |
2,143 |
10,364
|
-
|
|
-
|
Common Stock |
|
Thomas Hoy
|
VP, Manufacturing Ops. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2011 |
2,456 |
9,196
|
-
|
|
-
|
Common Stock |
|
Russell Clayton
|
Senior VP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2011 |
2,014 |
2,646
|
-
|
|
-
|
Common Stock |
|
Russell Clayton
|
Senior VP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Oct 2011 |
125,000 |
125,000
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
John G. Cooper
|
President & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2011 |
86,068 |
86,068
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
John G. Cooper
|
President & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2011 |
2,104 |
10,239
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
President & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2011 |
163,932 |
163,932
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
W. Thomas Amick
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2011 |
2,105 |
6,573
|
-
|
|
-
|
Common Stock |
|
W. Thomas Amick
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2011 |
163,932 |
163,932
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
W. Thomas Amick
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2011 |
236,068 |
236,068
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Mary B. Templeton
|
Senior VP, General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2011 |
100,000 |
100,000
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Mary B. Templeton
|
Senior VP, General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2011 |
2,105 |
9,931
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
President & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
1,974 |
8,135
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
President & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
2,230 |
6,161
|
-
|
|
-
|
Common Stock |
|
David L. Lopez
|
Executive VP & General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
1,974 |
8,033
|
-
|
|
-
|
Common Stock |
|
David L. Lopez
|
Executive VP & General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
2,230 |
6,059
|
-
|
|
-
|
Common Stock |
|
W. Thomas Amick
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
1,973 |
4,468
|
-
|
|
-
|
Common Stock |
|
W. Thomas Amick
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
2,230 |
2,495
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
2,230 |
9,948
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
2,105 |
9,948
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
1,974 |
9,948
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
150,000 |
150,000
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Thomas F. Miller
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
36,068 |
36,068
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
|
Thomas F. Miller
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
163,932 |
163,932
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
Thomas F. Miller
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
2,105 |
10,069
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
1,974 |
10,069
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
2,230 |
10,069
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
VP, Principal Acct Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
1,837 |
8,221
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
VP, Principal Acct Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
75,000 |
75,000
|
-
|
|
-
|
Incentive Stock Option (Right to Buy) |
|
John Tattory
|
VP, Principal Acct Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
1,722 |
8,221
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
VP, Principal Acct Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
1,946 |
8,221
|
-
|
|
-
|
Common Stock |
|
Thomas Hoy
|
VP, Manufacturing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
1,974 |
6,740
|
-
|
|
-
|
Common Stock |
|
Thomas Hoy
|
VP, Manufacturing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
2,104 |
6,740
|
-
|
|
-
|
Common Stock |
|
Thomas Hoy
|
VP, Manufacturing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
2,230 |
6,740
|
-
|
|
-
|
Common Stock |
|
Thomas Hoy
|
VP, Manufacturing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2011 |
75,000 |
75,000
|
-
|
|
-
|
Incentive Stock Option |
|
John G. Cooper
|
President & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2010 |
648 |
3,931
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
President & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2010 |
654 |
3,931
|
-
|
|
-
|
Common Stock |
|
David L. Lopez
|
Exec VP & Legal Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2010 |
648 |
3,829
|
-
|
|
-
|
Common Stock |
|
Robert Segal
|
Senior VP, Sci & Med Affairs |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2010 |
723 |
3,930
|
-
|
|
-
|
Common Stock |
|
W. Thomas Amick
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2010 |
265 |
265
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2010 |
654 |
3,639
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2010 |
648 |
3,639
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2010 |
648 |
3,760
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2010 |
654 |
3,760
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
VP, Princ Acct Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2010 |
566 |
2,716
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
VP, Princ Acct Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2010 |
571 |
2,716
|
-
|
|
-
|
Common Stock |
|
Thomas Hoy
|
VP, Manufacturing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2010 |
432 |
432
|
-
|
|
-
|
Common Stock |
|
Herbert H. McDade
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Dec 2010 |
30,000 |
30,000
|
-
|
|
-
|
Non-Qualified Stock Option (right to buy) |
|
Max E. Link
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Dec 2010 |
30,000 |
30,000
|
-
|
|
-
|
Non-Qualified Stock Option (right to buy) |
|
Bruce A. Peacock
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Dec 2010 |
30,000 |
30,000
|
-
|
|
-
|
Non-Qualified Stock Option (right to buy) |
|
Marvin E. Rosenthale
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Dec 2010 |
30,000 |
30,000
|
-
|
|
-
|
Non-Qualified Stock Option (right to buy) |
|
Antonio Esteve
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Dec 2010 |
30,000 |
30,000
|
-
|
|
-
|
Non-Qualified Stock Option (right to buy) |
|
W. Thomas Amick
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Oct 2010 |
400,000 |
440,000
|
-
|
|
-
|
Common Stock |
|
David L. Lopez
|
Executive VP & Legal Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2010 |
9,337 |
47,722
|
-
|
|
-
|
Common Stock |
|
David L. Lopez
|
Executive VP & Legal Counsel |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
30 Sep 2010 |
700 |
278,134
|
-
|
|
-
|
Common Stock |
|
David L. Lopez
|
Executive VP & Legal Counsel |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
30 Sep 2010 |
16,300 |
261,834
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
President & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Sep 2010 |
300,000 |
339,688
|
-
|
|
-
|
Common Stock |
|
David L. Lopez
|
Executive VP & Legal Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Sep 2010 |
225,000 |
278,834
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Sep 2010 |
225,000 |
231,895
|
-
|
|
-
|
Common Stock |
|
John Tattory
|
VP, Principal Acct Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Sep 2010 |
100,000 |
100,000
|
-
|
|
-
|
Common Stock |
|
W. Thomas Amick
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jul 2010 |
30,000 |
30,000
|
-
|
|
-
|
Non-Qualified Stock Option (right to buy) |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2010 |
3,966 |
24,192
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2010 |
10,857 |
35,049
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2010 |
175,000 |
175,000
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
Executive VP & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2010 |
10,857 |
39,417
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
Executive VP & CFO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
03 Jan 2010 |
3,312 |
39,688
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
Executive VP & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2010 |
3,966 |
28,560
|
-
|
|
-
|
Common Stock |
|
David L. Lopez
|
Executive VP & Legal Counsel |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
03 Jan 2010 |
3,312 |
53,834
|
-
|
|
-
|
Common Stock |
|
David L. Lopez
|
Executive VP & Legal Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2010 |
3,606 |
26,995
|
-
|
|
-
|
Common Stock |
|
David L. Lopez
|
Executive VP & Legal Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2010 |
11,390 |
38,385
|
-
|
|
-
|
Common Stock |
|
Robert Segal
|
SVO, Chief Medical Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
03 Jan 2010 |
1,472 |
4,528
|
-
|
|
-
|
Common Stock |
|
Robert Segal
|
SVO, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2010 |
10,855 |
39,415
|
-
|
|
-
|
Common Stock |
|
Robert Segal
|
SVO, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2010 |
3,967 |
28,560
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
SVP, Commercial & Corp Dev |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
03 Jan 2010 |
1,105 |
6,895
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
SVP, Commercial & Corp Dev |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2010 |
10,857 |
36,852
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
SVP, Commercial & Corp Dev |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2010 |
3,966 |
25,995
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
Exec. VP, CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
1,946 |
17,938
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
Exec. VP, CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
1,718 |
15,992
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
Exec. VP, CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
3,382 |
21,320
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
Exec. VP, CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
3,274 |
24,594
|
-
|
|
-
|
Common Stock |
|
John G. Cooper
|
Exec. VP, CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
1,728 |
14,274
|
-
|
|
-
|
Common Stock |
|
Robert J. Capetola
|
Other |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2009 |
15,000 |
418,479
|
-
|
|
-
|
Common Stock |
|
Robert J. Capetola
|
Other |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
1,728 |
14,274
|
-
|
|
-
|
Common Stock |
|
Robert J. Capetola
|
Other |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
1,945 |
17,938
|
-
|
|
-
|
Common Stock |
|
Robert J. Capetola
|
Other |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
1,719 |
15,993
|
-
|
|
-
|
Common Stock |
|
David L. Lopez
|
Executive VP & Legal Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
1,562 |
15,569
|
-
|
|
-
|
Common Stock |
|
David L. Lopez
|
Executive VP & Legal Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
2,976 |
23,389
|
-
|
|
-
|
Common Stock |
|
David L. Lopez
|
Executive VP & Legal Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
1,769 |
17,338
|
-
|
|
-
|
Common Stock |
|
David L. Lopez
|
Executive VP & Legal Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
1,671 |
14,007
|
-
|
|
-
|
Common Stock |
|
David L. Lopez
|
Executive VP & Legal Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
3,075 |
20,413
|
-
|
|
-
|
Common Stock |
|
Robert Segal
|
Sr VP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
3,274 |
24,593
|
-
|
|
-
|
Common Stock |
|
Robert Segal
|
Sr VP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
1,719 |
15,992
|
-
|
|
-
|
Common Stock |
|
Robert Segal
|
Sr VP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
1,946 |
17,938
|
-
|
|
-
|
Common Stock |
|
Robert Segal
|
Sr VP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
1,730 |
14,273
|
-
|
|
-
|
Common Stock |
|
Robert Segal
|
Sr VP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
3,381 |
21,319
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
1,728 |
9,906
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
3,274 |
20,226
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
1,719 |
11,625
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
3,381 |
16,952
|
-
|
|
-
|
Common Stock |
|
Kathryn A. Cole
|
Senior VP, Human Resources |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
1,946 |
13,571
|
-
|
|
-
|
Common Stock |
|
Charles F. Katzer
|
SVP, Manufacturing Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
1,562 |
1,562
|
-
|
|
-
|
Common Stock |
|
Charles F. Katzer
|
SVP, Manufacturing Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
2,976 |
9,381
|
-
|
|
-
|
Common Stock |
|
Charles F. Katzer
|
SVP, Manufacturing Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
1,769 |
3,331
|
-
|
|
-
|
Common Stock |
|
Charles F. Katzer
|
SVP, Manufacturing Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
3,074 |
6,405
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
SVP, Commercial..& Corp. Dev. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
3,274 |
22,029
|
-
|
|
-
|
Common Stock |
|
Thomas F. Miller
|
SVP, Commercial..& Corp. Dev. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2009 |
1,719 |
13,428
|
-
|
|
-
|
Common Stock |